- Truist (Richmond, VA)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. This position will sit ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Guardian Life (Pittsfield, MA)
- …who will be responsible for performing suitability reviews for life, annuities, brokerage and advisory products and oversight through testing of the tasks completed ... by the Registered Principals. The right candidate will have the ability...met while also ensuring the best interest of the client . In this role, you will apply industry knowledge… more
- Truist (Coral Gables, FL)
- …business development assistance, and providing a consistent and effective level of client servicing when the FA is unavailable. ESSENTIAL DUTIES AND RESPONSIBILITIES ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Wells Fargo (Frisco, TX)
- **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account...review when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and… more
- Wells Fargo (Walnut Creek, CA)
- **About this role:** Wells Fargo is seeking a Profit Formula Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo ... for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account...review when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and… more
- Wells Fargo (Austin, TX)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... and preparing for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues +… more
- Bank of America (Pennington, NJ)
- …and needs + Triages client requests and makes referrals to appropriate internal service providers based on client needs and asset thresholds + Mitigates and ... Registered National Financial Solutions Advisor I (Pennington, NJ)...them achieve their financial goals. Key responsibilities include triaging client leads, making referrals to business partners based on… more
- Ally (Raleigh, NC)
- …* Experience processing client service requests a full service retail brokerage environment. * Strong communicator who can effectively process ... TX, Weaverville - NC The Ally Invest Trading and Client Service Representative is responsible for providing...client related support in the financial services or brokerage retail environment or related industry. * Solid interpersonal… more
- Insight Global (Lake Mary, FL)
- … Service Representatives to join their team. The Client Service division supports their external clients (mainly Registered Investment Advisors and ... resources to resolve their inquiries. This specific team within Client Service is responsible for supporting one...and Requirements - 3+ years of client service experience within wealth management or brokerage … more
- Bank of America (Jacksonville, FL)
- Sr Registered Phone Rep- Retirement and Benefits Investment Specialist Pennington, New Jersey;Chandler, Arizona; Tampa, Florida; Jacksonville, Florida **Job ... along with the power to make a difference. Join us! **Job Description:** Sr Registered Reps have at least one year call center experience. Handle more complex calls… more
- City National Bank (Los Angeles, CA)
- ** CLIENT SERVICE ASSOCIATE SENIOR CNS** **WHAT IS THE OPPORTUNITY?** Serve as a registered representative for City National Securities (CNS). Process stock, ... Provide support to Investment Officers, Trust Officers, Financial Advisors, CNB colleagues, and client requests across a broad range of brokerage activities for… more
- Robert Half Finance & Accounting (Chicago, IL)
- …role, please send your resume to John Sadofsky at ###@roberthalf.c0m POSITION OVERVIEW Our Client Service Associates (CSA) is a critical part of the Wealth ... of a client relationship, is dedicated to client service , and has the highest ethical...8+ years of relevant work experience. + Familiarity with brokerage or registered investment advisory firm operations,… more
- Charles Schwab (Lone Tree, CO)
- **Your opportunity** Client Service & Support (CS&S) is the primary service and trading arm for Schwab Investor Services. CS&S provides service to our ... employees reach their goals. As a Team Manager in Client Service and Support you will lead...a team of approximately 12 Financial Services Professionals (including registered brokers, broker trainees, and customer service … more
- Morgan Stanley (Alpharetta, GA)
- …Focus on improving client satisfaction by emphasizing world-class individualized client service , 100% accuracy, responsiveness, and follow-through * Focus on ... to obtain licenses within company policy guidelines * Excellent communicator with strong client service skills *Why Morgan Stanley*: Morgan Stanley is a leading… more
- Thrivent Financial (Westbury, NY)
- …insurance or annuities is conducted, must be appropriately licensed/appointed and registered for variable products. + Demonstrated customer service ... Rogoff. This position serves as a resource to Financial Advisors and client /members in handling, researching and communicating inquiries regarding their accounts and… more
- City National Bank (New York, NY)
- **PRIVATE BANKER** **WHAT IS THE OPPORTUNITY?** Develops and manages client relationships with high- net- worth and ultra-high-net-worth individuals and families ... including: banking, credit, asset management, trust and estate planning, and brokerage . Manages overall relationship profitability and portfolio risk and is… more
- Atria Wealth Solutions (San Diego, CA)
- …with a sophisticated set of tools, services, and capabilities that deepen client relationships and maximize efficiencies in their practices. We are looking for ... the proper, efficient, and compliant handing of all incoming brokerage account deposit funding. You will work directly with... account deposit funding. You will work directly with registered financial professionals and staff, as well as other… more
- City National Bank (Los Angeles, CA)
- …other bank divisions. Provide support to Assistant Investment officers and CNS Client Service Lead when Assistant Investment Officers and Investment Relationship ... with Operations. Work directly with clients to resolve escalated service issues and complete various transactions. **What you will...equivalent + Minimum of 5 years of experience in Brokerage Operations, Broker Dealer Compliance, and Client … more
- Thrivent Financial (Little Rock, AR)
- …insurance or annuities is conducted, must be appropriately licensed/appointed and registered for variable products. + Demonstrated customer service ... This position serves as a resource to Financial Advisors and client /members in handling, researching and communicating inquiries regarding their accounts and… more
- JPMorgan Chase (New York, NY)
- …Wealth Alternatives (PWA) Client Account Manager you will focus on client relations for registered and private products across alternative asset classes ... individual investors, the business also provides retirement products and services, brokerage and banking services including trusts and estates, loans, mortgages, and… more