- Truist (Charlotte, NC)
- …met and that there is active collaboration between team members. 6. Assist the Regulatory Reporting Governance Managers and Directors in providing leadership ... implementation and monitoring of governance programs related to Truist's regulatory reporting function. Such programs include effectiveness testing, risk… more
- Bank of America (Charlotte, NC)
- …(10Q/K, Annual Proxy), ESG Reporting and Non- Financial Regulatory Reporting (NFRR). Includes evaluation of governance , interpretation of US GAAP and ... and activities across the CFO organization including accounting and financial reporting , SOX, SEC reporting ...regulatory reporting instructions, controls supporting complete, accurate and timely production… more
- Wells Fargo (Charlotte, NC)
- …Within the GRSE there is a need to support Executive Engagement with Regulatory , Policy, and Cloud Governance activities. You will have the opportunity ... governance , and/or drafting policy **Desired Qualifications:** + Knowledge of industry regulatory requirements for financial services + Knowledge of COBIT,… more
- Wells Fargo (Charlotte, NC)
- …+ Manage large scale remediation through engagement with technology teams and develop reporting to enable appropriate governance and escalation + Act as an ... governance , and/or drafting policy **Desired Qualifications:** + Knowledge of industry regulatory requirements for financial services + Technology control and… more
- Wells Fargo (Charlotte, NC)
- …and assess risk, produce aggregated risk reporting for C-Suite, Board and regulatory governance routines as well as overseeing the execution of those ... seeking a Lead Control Management Officer to join the Governance and Reporting Team. The Governance...for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes… more
- Truist (Charlotte, NC)
- …around regulatory exam management and business unit risk committee reporting to drive effective governance structures and requirements for effectively ... remediation, acceptance, or escalation to governing bodies. + Standardize the governance and reporting program, including methodologies, processes and… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager - Transaction Monitoring Governance Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... regulatory exams, audits, and inquiries. In this work with Automated Detection Governance , one will coordinate and review regulatory and The Audit responses,… more
- Truist (Charlotte, NC)
- …units including the coordination and support for Risk Committees, Risk working groups, regulatory updates and other special assessments and reporting as directed ... risk management practices within the assigned business units. 6. Document the governance and reporting program including methodologies, processes and procedures,… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... experienced program management professional with strong experience producing executive reporting for highly complex, enterprise-wide initiatives. **In this role, you… more
- Bank of America (Charlotte, NC)
- …track and monitor global liquidity-related and/or regulatory activities for reporting into Treasury leadership and relevant governance forums + Partner ... financial services + 2+ years working experience in regulatory compliance and governance + Excellent written...Reporting + Risk Management + Critical Thinking + Financial Management + Monitoring, Surveillance, and Testing + Stakeholder… more
- Truist (Charlotte, NC)
- …of remedial actions to inform risk execution activities. 3. Execute processes and reporting for a highly effective governance function appropriately tailored to ... governance activities. 4. Execute processes that drive ORM reporting to ensure transparency of operational and model risk...Leadership, Board of Directors, LOB managers, as well as regulatory agencies. 5. Provide inputs and data to execute… more
- Adecco US, Inc. (Charlotte, NC)
- …met and that there is active collaboration between team members. + Assist the Regulatory Reporting Governance Managers and Directors in providing leadership ... apply below for an opportunity to join a top financial institution! Adecco is currently assisting one of its...one of its clients in their search for a ** Regulatory Reporting Analyst in Charlotte, NC!** Pay… more
- Wells Fargo (Charlotte, NC)
- …with policies and provide support to the broader CSBB Risk Transformation & Governance team to ensure team artifact and reporting requirements are met. ... ensuring Change Management Policy Requirements are met and supporting program monitoring / reporting . + Support CSBB Risk Transformation & Governance team BCP… more
- Synchrony (Charlotte, NC)
- …enterprise-wide governance framework + Lead cross-functional efforts for regulatory reporting steering committee + Facilitate information sharing among ... Job Description: **Role Summary/Purpose:** The VP, Regulatory Reporting will lead the preparation of certain Fed & OCC reporting in accordance with US GAAP… more
- Bank of America (Charlotte, NC)
- … structure for the LOB. This role aligns to the Global Regulatory Reporting (GRR) Team within the CFO Global Financial Control (GFC) department. GRR's ... Quality Assurance Lead for Global Regulatory Reporting - US Charlotte, North...Qualifications:** + Minimum 10+ years of regulatory reporting , Audit, Risk, Data or other relevant financial… more
- Bank of America (Charlotte, NC)
- …market, operational, and compliance. This role aligns to the Global Regulatory Reporting (GRR) Team within the CFO Global Financial Control (GFC) department. ... + Assists in establishing and overseeing the risk management governance structure for the Line of Business (LOB) +...Qualifications:** + Minimum 5+ years of regulatory reporting , Audit, Risk, Data or other relevant financial… more
- Regions Bank (Charlotte, NC)
- …other capital planning documentation + May design, develop, and implement independent reporting and/or financial analysis to assist in the business' oversight ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- Regions Bank (Charlotte, NC)
- …efforts with internal and external parties to conduct financial reporting , controls, policy and procedure documentation, governance activities, and ... regulatory compliance. Additionally, this position will develop and implement independent reporting and/or financial analysis to assist in the Risk team's… more
- US Bank (Charlotte, NC)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... is seeking an experienced liquidity risk professional to lead the Liquidity Risk Governance & Strategy team. As a leader within the Liquidity Risk Management team,… more
- Bank of America (Charlotte, NC)
- Information Security Identity, Access Governance and Policy Analyst Denver, Colorado;Washington, District of Columbia; Charlotte, North Carolina; Addison, Texas; ... are guided by a common purpose to help make financial lives better through the power of every connection....Global Compliance and Operations Risk (CGOR), internal audit, and regulatory agencies. + Influence relevant tools owners to build/implement… more